Shawn Scholz joined Advisors Excel in early fall 2021. As a member of the AE Executive team, Shawn serves as the Head of Compliance for Advisors Excel and holds the position as Chief Compliance Officer for AE Wealth Management, LLC and Impact Partnership Wealth, LLC.
In addition to leading the Compliance Department, Shawn and his team support their business partners by helping to interpret and apply the regulatory statutes and rules from the federal and state authorities and help assess the impact those rules have on our different business lines.
Shawn has a Bachelor of Science in Business Management and Project Management. He has been active in various industry groups, including SIFMA, FSI, Regulatory Roundtable, etc. He has spoken at various industry events as well on topics including senior investor protection, social media and DOL regulations.
Shawn is passionate about working with advisors to understand how compliance policies and regulatory rules impact advisors' business and being an advocate to implement those policies and rules as efficiently and simply as possible.
